Financial Planning is now accepting nominations for two prestigious rankings: Top 40 Brokers Under 40 and Top Regional Brokers Under 40.
Each year, we recognize the accomplishments of this elite cohort of young employee advisors at wirehouses and regional broker-dealers.
The deadline for nominations is 11:59 pm ET, Friday, Dec. 1. Results will be announced in early 2024.
You can access the nomination form by
Who can be nominated? Employee W-2 advisors at wirehouses and regional broker-dealers. (Independent advisors, bank channel advisors and RIAs are not eligible.) See above nomination form for all eligibility criteria.
What info is required? Personal trailing 12-month production for the period from Oct. 1, 2022, to Sept. 30, 2023; personal AUM as of Sept. 30, 2023, is also required. Note: Team assets and production will not be considered.
Additional details: Nominees must be 39 or younger as of Dec. 31, 2023. Custody of assets must be with the nominee's firm of employment. All nominations and details will be subject to verification.
For all information about requirements, please see the nomination form above.
To see who topped the rankings last year, click
