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A new study finds that race did not play a significant role in how much consumers trust advisors. But gender was a different story.
February 23 -
A trio of advisors dropped Wells Fargo as practices choose between staying with wirehouses or joining the RIA movement.
February 25 -
About 20% of FINRA client arbitration awards are unpaid every year, but there are signs that the former First Standard clients could receive some restitution.
February 11 -
Investor advocates would like to see enforcement provisions, not just incentives.
February 8 -
The hefty FINRA award might not deter firms from poaching difficult-to-find talent.
February 2 -
In the first full year with the rules, the regulator found multiple areas where firms are missing the mark.
February 14 -
The fintech’s growth alongside groups like XY Planning network proves the opportunity in a largely untapped market of investors.
January 31 -
The wealth management industry continues its slow embrace of digital assets.
February 9 -
It's counterintuitive, but basic short selling can boost the after-tax return on an entire retirement portfolio.
February 22 -
R. David Yost and his soon-to-be-former son-in-law are slugging it out in court over allegations of tax evasion.
February 8 -
The strategy provides an alternate course to clients claiming their monthly checks as soon as they leave their jobs, experts say.
February 8 -
With prospects for major tax hikes in the rear view (for now), it’s the time to blueprint ways to reduce clients’ taxable income for ‘22.
February 21
American College of Financial Services -
There are not enough of us on the platform drowning out all the bad advice. Damage will ensue.
February 18Momentum Advisors -
A full 98% of texts get read, as opposed to 25% open rate for emails.
February 9Snappy Kraken
