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From 19K+ submissions, FP presents a handful of the most pertinent points; here's how Charles Schwab, the Consumer Federation of America, the Investment Company Institute and others argue the rule will affect wealth management.
January 3 -
The AARP, the Chamber of Commerce, Cetera, Betterment, FPA, CFP Board, NAPFA, FSI and other stakeholders weighed in on the agency's rule proposal.
December 27 -
The testifying group includes the CFP Board, AARP, the Insured Retirement Institute, the Financial Services Institute, several academics and financial advisors.
December 11 -
A public hearing on the "retirement security rule" is set for next week as opponents call for more time and express concern about the potential impact.
December 7 -
While the "retirement security rule" comprises the main part of the potential regulation, other shifts in existing standards will affect financial advisors as well.
November 22 -
While academics and supporters of the "retirement security rule" proposal say the administration's numbers are valid, critics reject them. Here's what we know.
November 14 -
Acting Secretary of Labor Julie Su, President Biden and the AARP unveiled a major new potential regulation last week. Here's a sampling of what's in it.
November 7 -
A potential regulation called the "retirement security rule" is already facing pushback. Here are the first reactions across the industry in favor and against it.
October 31 -
Shoring up fiduciary obligations under ERISA would be a much-needed protection for investors.
May 31Securities Arbitration Clinic at the Law School of St. John's University -
A new potential fiduciary rule and a court decision involving independent contractors have the industry and consumer advocates watching carefully.
March 30